State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
January 18, 2002
New York Puts Empire Conversion Bill On WebNU Online News Service, Jan. 18, 12:10 p.m. -- The New York Legislature has put a text of S. 6084, the bill that authorizes ...
January 18, 2002
N.C. Blues Told Conversion Plan Is IncompleteNU Online News Service, Jan. 18, 3:15 p.m. -- The North Carolina Department of Insurance has told Blue Cross Blue Shield of North Carolina, ...
January 17, 2002
Commissioners To Discuss State RegulationNU Online News Service, Jan. 17, 4:55 p.m. -- Proposals to promote "optional" federal insurance regulation and support state insurance regulation may dominate discussion ...
January 08, 2002
ACLI Planning To Sue VermontNU Online News Service, Jan. 8, 12:43 p.m. -- The American Council of Life Insurers, Washington, is suing to overturn Vermont privacy regulations, according ...
December 27, 2001
Alliance: Most States Acting On Financial Services PrivacyNU Online News Service, Dec. 27, 10:45 a.m. -- The Alliance of American Insurers in Downers Grove, Ill., says 45 states have started implementing ...
December 26, 2001
California Asking More Producer Applicants For FingerprintsNU Online News Service, Dec. 26, 11:58 a.m. ?- The California Department of Insurance says it is beefing up fingerprint requirements for insurance producer ...
December 14, 2001
Kansas Insurance Department Receives AccreditationNU Online News Service, Dec. 14, 11:37 a.m. -- The Kansas Insurance Department was awarded accreditation this week in Chicago at the winter national ...
December 02, 2001
State Legislator Group Looking At Issue Of Suitability Of SalesState Legislator Group Looking At Issue Of Suitability Of SalesByThe suitability of products sold to consumers, an issue that insurance regulators have found is like ...
November 29, 2001
Insurers Weigh Legal Challenge To Vermont Privacy RegNU Online News Service, Nov. 29, 4:33 p.m. -- Insurers are weighing a legal challenge to privacy regulations recently established by the Vermont Department ...
November 25, 2001
Regulator: Insurers Overlooked 'Thousands' Of Death ClaimsRegulator: Insurers Overlooked 'Thousands' Of Death ClaimsByExaminations of two companies by Illinois insurance regulators have found that death claims on "thousands" of policies nationwide were ...