State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
October 02, 2001
New York Lists Catastrophe Unit LocationsNU Online News Service, Oct. 2, 10:15 a.m. -- The New York State Insurance Department has published an updated list of insurance company mobile ...
October 02, 2001
New York Names Program After LevinState University of New York is starting the Neil D. Levin Graduate Institute of International Relations and Commerce in honor the memory of former New York insurance superintendent who died on Sept. 11, 2001.
September 21, 2001
Massachusetts Commissioner Says Liquidity OKNU Online News Service, Sept. 21, 2:08 p.m. -- Massachusetts Insurance Commissioner Linda Ruthardt says she has no fears of a liquidity crisis affecting ...
September 09, 2001
Letters: New York Agent Group Opposes Dual Charter ProposalNew York Agent Group Opposes Dual Charter Proposals To The Editor: The Independent Insurance Agents Association of New York strongly opposes recent proposals to create ...
September 04, 2001
Texas Eases Producer Licensing RulesNU Online News Service, Sept. 4, 10:23 a.m. -- A law based on S.B. 414, a bill that makes it easier for out-of-state insurance ...
August 26, 2001
Regulators Begin Work To Safeguard Consumer InformationRegulators Begin Work To Safeguard Consumer Information ByEfforts to safeguard information that insurers gather on their customers are taking shape.State regulators are developing a ...
August 19, 2001
Agent Groups Ask Regulators To Clarify Privacy RequirementsAgent Groups Ask Regulators To Clarify Privacy RequirementsByThe initial rush to put privacy guidelines in place to comply with a 1999 financial services law is ...
August 05, 2001
Legislators Advised That Market Conduct Exams Need FixingLegislators Advised That Market Conduct Exams Need FixingByFindings of a new survey, testimony of regulators and insurers, and a sprinkling of anecdotes hammered home the ...
August 02, 2001
NAIC Eliminates Electronic Form Filing FeesE.E. MazierNU Online News Service, Aug. 2, 10:13 a.m. -- The National Association of Insurance Commissioners, Kansas City, Mo., has eliminated license fees for ...
July 19, 2001
Letters: ACLI Asserts Improving State-Based Regulation Remains 'Job One'ACLI Asserts Improving State-Based Regulation Remains Job One To The Editor: Never before in the pages of National Underwriter have we seen a piece ...