State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Insurers' Patriot Act Regs Imminent
By Jim ConnollyByInsurers have been told in "unequivocal terms" by the U.S. Treasury Department that proposed regulations establishing guidelines to meet requirements of the U.S. Patriot Act ...
April 14, 2002
Regulators Expedite 'Patriot' Act NoticeByNotices of companies' obligations to comply with the Patriot Act will be sent to insurers by their domiciliary insurance departments and in many cases will ...
April 11, 2002
NAIC Adopts Privacy ModelNU Online News Service, April 11, 10:43 a.m. -- The National Association of Insurance Commissioners, Kansas City, Mo., has adopted the Standards for Safeguarding ...
April 01, 2002
North Carolina Blue About To Submit Conversion PlanNU Online News Service, April 1, 4:39 p.m. -- Blue Cross and Blue Shield of North Carolina, Chapel Hill, N.C., says it is about ...
March 31, 2002
Ditch The Suitability ModelWe are still marvelling at the breathtaking stance articulated by National Association of Insurance Commissioners President Terri Vaughan regarding the life insurance and annuities model ...
March 24, 2002
Insurers Seek NAIC Amicus AidByReno, Nev. Insurance trade groups are working on ways to counter the growing number of class action suits and are asking the National Association of ...
March 24, 2002
NAIC Leaders Push Suitability ModelByReno, Nev. Model regulation governing the suitability of life insurance and annuity sales advanced toward full adoption at the spring meeting here of the National ...
March 20, 2002
NAIC Joins Suit Against OCCNU Online News Service, March 20, 11:02 a.m. -- Reno, Nev.The National Association of Insurance Commissioners, Kansas City, Mo., will file a supporting brief ...