State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
GAO Says States' Privacy Efforts Slow And Patchy
By Steven BrostoffGAO Says States' Privacy Efforts Slow And PatchyByWashington State insurance authorities are behind most of the federal regulators in establishing standards for safeguarding consumer privacy ...
May 17, 2002
Single-Point Filing Effort AdvancesNU Online News Service, May 17, 6:10 p.m. -- The effort to create a single entity that can accept insurance filings for all states ...
May 15, 2002
Frankel Back In The NewsNU Online News Service, May 15, 12:05 p.m. -- Martin Frankel, a jailed financier accused of costing seven life insurance companies more than $200 ...
May 12, 2002
Regulators Push Ahead On LTC ManualByRegulators are tweaking a Long Term Care Guidance Manual that they intend to have fully adopted by the National Association of Insurance Commissioners.The manual is ...
May 09, 2002
Florida To Revamp Insurance OversightNU Online News Service, May 9, 12:45 p.m. -- The Florida Legislature has approved a plan that transfers key elements of the state's regulation ...
May 09, 2002
Analysts Blast State Insurance RegulationNU Online News Service, May 9, 4:55 p.m. -- New YorkWall Street securities analysts clashed with insurance regulators here Wednesday over the cost and ...
May 07, 2002
NAIC Tweaks LTC Guidance ManualNU Online News Service, May 7, 2:12 p.m. -- Regulators are tweaking a long-term care guidance manual that they are preparing for the National ...
April 28, 2002
Pressures On The NAICThen And NowByNaples, Fla. The activities of the National Association of Insurance Commissioners always claim a large piece of the program at the meetings of the National ...