California
Get the latest news and insights on California's financial regulations, enforcement actions and litigation.
'Service Inflation' and the Advisor Challenges AI Can't Solve
By Jane Wollman RusoffMission Wealth aims to be a "one-stop shop" for clients, CEO Matthew Adams tells ThinkAdvisor.
October 30, 2026
Citizens Financial Adds $1.2B TeamWebber Wealth Partners, based in Southern California, was previously with Comerica Bank Private Wealth.
October 28, 2026
FINRA Bars Ex-Edward Jones Rep Accused of Improper Use of DiscretionAlexis Leon Aldaz failed to produce documents in the regulator's investigation.
October 28, 2026
The 'Retirement Number' Savers Need in 12 of the Biggest CountiesSmartAsset's calculations use a 4.7% withdrawal rule and assume retirees are also receiving Social Security.
October 20, 2026
Ex-JPMorgan Advisors Launch $18.6B Independent FirmPhil Scott and Jim Atwood co-founded Latigo Peak Partners, which serves UHNW individuals and families.
October 20, 2026
12 Metro Areas Where Paychecks Go the FurthestHere's where the typical worker can devote 35% or more of their income to retirement savings and fun, according to SmartAsset.
October 15, 2026
UBS Reorganizes U.S. Wealth BusinessThe firm's field structure will consist of four divisions, including an international department focused on the ultra-wealthy.
October 14, 2026
10 Most Expensive ZIP Codes: 2026The median home sale price reached eight figures in one of these neighborhoods, according to PropertyShark.