RegTech

Get the latest news and insights affecting financial regulatory technology (regtech) used for compliance and other areas.

Morgan Stanley to Shutter Electronic Equity Market-Making Unit

June 20, 2025

Morgan Stanley to Shutter Electronic Equity Market-Making Unit
LPL Drops Suit Over Ameriprise's 'Defamatory' Data Breach Notices

May 15, 2025

LPL Drops Suit Over Ameriprise's 'Defamatory' Data Breach Notices
AdvicePay Buys Compensation Software Firm

May 07, 2025

AdvicePay Buys Compensation Software Firm
Nasdaq Partners With Amazon Web to Move More Markets to Cloud

April 24, 2025

Nasdaq Partners With Amazon Web to Move More Markets to Cloud
With So Many Tech Choices, What's an Advisor to Do?

April 18, 2025

With So Many Tech Choices, What's an Advisor to Do?
SEC Won't Modify Texting Settlements for LPL, Raymond James, 14 Others

April 16, 2025

SEC Won't Modify Texting Settlements for LPL, Raymond James, 14 Others
12 Trends Shaping the Future of 401(k)s

April 16, 2025

12 Trends Shaping the Future of 401(k)s