California

Get the latest news and insights on California's financial regulations, enforcement actions and litigation.

Fugitive Ex-Advisor Who Appeared on CNBC Arrested on Fraud Charges

June 20, 2024

Fugitive Ex-Advisor Who Appeared on CNBC Arrested on Fraud Charges
California Could Curb Private Equity Health Deals

June 10, 2024

California Could Curb Private Equity Health Deals
Documentary Promotes Aid-in-Dying Bills

June 07, 2024

Documentary Promotes Aid-in-Dying Bills
15 U.S. Cities Where It Takes the Most Income to Be Middle Class

May 01, 2024

15 U.S. Cities Where It Takes the Most Income to Be Middle Class
New Arraignment Set for LPL Network Firm Worker Charged in Double Slaying

April 30, 2024

New Arraignment Set for LPL Network Firm Worker Charged in Double Slaying
Pretrial Date Nears for Ex-Broker Accused of Murdering BofA-Merrill Exec

April 16, 2024

Pretrial Date Nears for Ex-Broker Accused of Murdering BofA-Merrill Exec
15 States With the Lowest Tax Rates: 2024

April 01, 2024

15 States With the Lowest Tax Rates: 2024
California Governor Signs Annuity Best Interest Sales Rule Bill

February 29, 2024

California Governor Signs Annuity Best Interest Sales Rule Bill
California Legislature OKs Annuity Sales Rule Update

February 23, 2024

California Legislature OKs Annuity Sales Rule Update
Arraignment Set for LPL Network Firm Employee Charged With Double Murder

February 08, 2024

Arraignment Set for LPL Network Firm Employee Charged With Double Murder