State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
GAO: States Behind Feds On Privacy Regs
By Steven BrostoffNU Online News Service, May 28, 5:39 p.m. -- WashingtonState insurance authorities are behind most federal agencies in establishing the consumer privacy standards required ...
May 21, 2002
NAIC Says Compact Answers Insurer ConcernsNU Online News Service, May 21, 12:43 p.m. -- The National Association of Insurance Commissioners, Kansas City, Mo., has publicly rolled out a draft ...
May 19, 2002
Frankel Plea-Bargains As Five Commissioners Sue Vatican For FraudFrankel Plea-Bargains As Five Commissioners Sue Vatican For FraudByJailed financier Martin Frankel entered a guilty plea May 15 on charges that he embezzled money from ...
May 17, 2002
Single-Point Filing Effort AdvancesNU Online News Service, May 17, 6:10 p.m. -- The effort to create a single entity that can accept insurance filings for all states ...
May 15, 2002
Frankel Back In The NewsNU Online News Service, May 15, 12:05 p.m. -- Martin Frankel, a jailed financier accused of costing seven life insurance companies more than $200 ...
May 12, 2002
Regulators Push Ahead On LTC ManualByRegulators are tweaking a Long Term Care Guidance Manual that they intend to have fully adopted by the National Association of Insurance Commissioners.The manual is ...
May 09, 2002
Florida To Revamp Insurance OversightNU Online News Service, May 9, 12:45 p.m. -- The Florida Legislature has approved a plan that transfers key elements of the state's regulation ...
May 09, 2002
Analysts Blast State Insurance RegulationNU Online News Service, May 9, 4:55 p.m. -- New YorkWall Street securities analysts clashed with insurance regulators here Wednesday over the cost and ...