State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Compact Initiative Moves With The Speed Of A Silver Bullet
By Staff WriterCompact Initiative Moves With The Speed Of A Silver BulletWe are amazed at how quickly the idea of an interstate compact has taken hold at ...
June 11, 2002
CIAB Sues Over Countersignature LawsNU Online News Service, June 11, 6:13 p.m. -- WashingtonThe Council of Insurance Agents and Brokers, Washington, has filed lawsuits against the states of ...
June 09, 2002
Is 'Speed To Market' Impossible Without Regulatory Reform?Is 'Speed To Market' Impossible Without Regulatory Reform?ByNews item: Recently, at the urging of state and federal regulators, a Congressional panel voted to ease regulations ...
June 05, 2002
State Street Research Aurora to CloseJune 4, 2002 -- The State Street Research:Aurora Fund (SSRAX) will close to new investors this month. The fund will close on June 14 in order...
June 03, 2002
NAIFA Pushes For Uniform Producer LicensingNU Online News Service, June 3, 2 p.m. -- Groups that support a federal system for agent licensing point to the lack of uniform ...
June 02, 2002
Privacy Watchers React To California DraftByPrivacy watchers are offering initial reaction to the latest draft of a privacy regulation being developed by the California insurance department.The draft, released on ...
June 02, 2002
NAIC's Interstate Compact Initiative Should Be SupportedAn announcement by the National Association of Insurance Commissioners in March 2002 at the Reno, Nevada, Spring Meeting caught most attendees by surprise. NAIC President ...
May 31, 2002
California Assembly Passes Web Privacy BillNU Online News Service, May 31, 5:23 p.m. -- The California Assembly moved an Internet privacy bill, A.B. 2297, out of the Assembly late ...