State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Fed Charter Specter Binds State Officials
By Jim ConnollyByThe pressure to maintain state authority is acting as a unifying force as legislators prepare to meet in Denver this week to continue work on ...
June 30, 2002
Commissioner: Congress Must Hear State Regulation Is Doing A Good JobCommissioner: Congress Must Hear State Regulation Is Doing A Good Job ByState regulation is doing a good job and that message needs to be delivered ...
June 25, 2002
State Regulators Are Up To Task, Fitzgerald SaysNU Online News Service, June 25, 8:50 a.m. -- State regulation is doing a good job, and that message needs to be delivered to ...
June 23, 2002
Capital Gain Treatment Denied For Agent's Termination PayCapital Gain Treatment Denied For Agent's Termination PayA retired agents attempt to treat his termination payment as capital gain was recently rejected by the Tax ...
June 23, 2002
High Court Upholds State Laws On Independent ReviewsHigh Court Upholds State Laws On Independent ReviewsByWashington In a decision that could have major implications in the debate over patient protection legislation, the United ...
June 23, 2002
Congressmen Have Doubts On Ability Of NAIC To Achieve ReformCongressmen Have Doubts On Ability Of NAIC To Achieve ReformByWashington Despite its best efforts, the National Association of Insurance Commissioners may not be able to ...
June 23, 2002
Industry Fights Push To Put VAs Under State Securities Regulators' OversightIndustry Fights Push To Put VAs Under State Securities Regulators OversightByPhiladelphia Insurers and producers are saying variable contracts are well-served with insurance departments overseeing regulation ...
June 19, 2002
House Panel Chair Questions NAIC CloutNU Online News Service, June 19, 1:14 p.m. -- WashingtonThe chairman of the House Financial Services Committee says the National Association of Insurance Commissioners ...