State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
VA Sales Oversight Decision Left In Hands Of State Legislatures
By Jim ConnollyVA Sales Oversight Decision Left In Hands Of State LegislaturesByWith the adoption of a new model law, state legislatures may be cast in the role ...
August 04, 2002
Class Action Suits Have Weakened State Regulation, ACLI Tells CongressByWashington Class action lawsuits have steadily weakened the very fabric of state regulation of insurance, says the American Council of Life Insurers, Washington.ACLI says the ...
July 28, 2002
Insurers Fight Model Giving State Securities Regulators Variable Product OversightInsurers Fight Model Giving State Securities Regulators Variable Product OversightByLife insurers and producers are making a last-ditch effort to stave off a model regulation that ...
July 28, 2002
CSO Model Reg Fine-tuned By RegulatorsBySeveral significant changes were made to a draft model regulation that is the framework for putting new Commissioners Standard Ordinary Tables in place.The American Academy ...
July 25, 2002
American Medical Fights Florida OrderNU Online News Service, July 25, 11:49 a.m. -- The Florida Department of Insurance has issued a final order suspending the license of American ...
July 25, 2002
Regulators Fine-Tune CSO Model RegNU Online News Service, July 25, 1:52 p.m. -- Members of the National Association of Insurance Commissioners, Kansas City, Mo., have made two significant ...
July 24, 2002
InterStudy Releases HMO DatabaseNU Online News Service, July 24, 10:30 a.m. -- InterStudy Publications, St. Paul, Minn., a unit of Decision Resources Inc., has released The Interstudy ...
July 22, 2002
Insurers Fight Variable Product ProposalNU Online News Service, July 22, 9:42 a.m. -- Life insurers and producers are making one last push to stave off a model regulation ...