State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

Class Action Suits Have Weakened State Regulation, ACLI Tells Congress

August 04, 2002

Class Action Suits Have Weakened State Regulation, ACLI Tells Congress
Insurers Fight Model Giving State Securities Regulators Variable Product Oversight

July 28, 2002

Insurers Fight Model Giving State Securities Regulators Variable Product Oversight
CSO Model Reg Fine-tuned By Regulators

July 28, 2002

CSO Model Reg Fine-tuned By Regulators
American Medical Fights Florida Order

July 25, 2002

American Medical Fights Florida Order
Regulators Fine-Tune CSO Model Reg

July 25, 2002

Regulators Fine-Tune CSO Model Reg
InterStudy Releases HMO Database

July 24, 2002

InterStudy Releases HMO Database
Insurers Fight Variable Product Proposal

July 22, 2002

Insurers Fight Variable Product Proposal
New Qualified Plan Distribution Regs: Opportunity For Annuity Producers

July 21, 2002

New Qualified Plan Distribution Regs: Opportunity For Annuity Producers
Experts Eye Split Dollar Proposed Regs

July 21, 2002

Experts Eye Split Dollar Proposed Regs
Fed Charter Specter Binds State Officials

July 21, 2002

Fed Charter Specter Binds State Officials