State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
New York Asks Insurers To Update Assumptions
By Staff WriterNU Online News Service, Nov. 21, 8:55 a.m. -- The New York State Insurance Department says the state's life insurers and fraternal benefit societies ...
November 10, 2002
The Debate Over A Compact Has Given Rise To Fresh IdeasThe Debate Over A Compact Has Given Rise To Fresh IdeasHow do you take a state-based system of insurance regulation, streamline it and make it ...
October 20, 2002
Product Filing Compact Takes Tentative Step ForwardProduct Filing Compact Takes Tentative Step ForwardByA draft model of an interstate compact that would create a single point of filing for life insurance products ...
October 20, 2002
ACLI Resolution Supports NAIC Product Approval Interstate CompactACLI Resolution Supports NAIC Product Approval Interstate Compact BySan Diego During the annual meeting of the American Council of Life Insurers here, its board voted ...
October 18, 2002
TIAA-CREF Offers 529 Plans To Broker-DealersNU Online News Service, Oct. 18, 11:45 a.m. -- The Teachers Insurance and Annuity Association-College Retirement Equities Fund, New York, says it is preparing ...
October 14, 2002
Product-Filing Compact Takes Tentative Step ForwardNU Online News Service, Oct. 14, 11:25 a.m. -- A working group at the National Association of Insurance Commissioners, Kansas City, Mo., has pushed ...
October 13, 2002
NAIC Compact Hits Speed Bumps On Fast TrackNAIC Compact Hits Speed Bumps On Fast TrackByAn interstate compact proposal that is drawing mixed support as a way to provide a single point of ...
October 06, 2002
Insurers Beware: Juries Being Turned Into National Insurance RegulatorsByTrial by jury is an ideal thats as American as apple pie. However, a disturbing trend has emerged related to the role that juries play ...