State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

State Regulation

Blues Worry About Malpractice Situation

By Staff Writer
State Street Research Exits Foreign Stock Investin

December 18, 2002

State Street Research Exits Foreign Stock Investin
Medical Societies Attack CIGNA Illinois Settlement Proposal

December 11, 2002

Medical Societies Attack CIGNA Illinois Settlement Proposal
Texas Hopes To Streamline Policy Review Process

December 10, 2002

Texas Hopes To Streamline Policy Review Process
CT Introduces Producer Database Reconciliation Service

December 09, 2002

CT Introduces Producer Database Reconciliation Service
Former Prosecutor Now Heads NFA

December 03, 2002

Former Prosecutor Now Heads NFA
Premera Compromises On Conversion App Timeline

November 25, 2002

Premera Compromises On Conversion App Timeline
Who Needs Federal Regs?

November 24, 2002

Who Needs Federal Regs?