State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
September 23, 2002
California Gets Paid Family Leave LawNU Online News Service, Sept. 23, 10:22 p.m. -- California Gov. Gray Davis, a Democrat, today signed S.B. 1661, a bill that makes California ...
September 22, 2002
Annuity Minimum Values DebatedByRegulators and some insurers contend that establishing an interest rate index is the first and most immediate step that needs to be taken to make ...
September 19, 2002
CalPERS Names New CEONU Online News Service, Sept. 19, 12:59 p.m. -- The California Public Employees' Retirement System, Sacramento, Calif., has named Fred Buenrostro Jr. to be ...
September 03, 2002
Shapo To Discuss OCC Battle At FIIA ConferenceNU Online News Service, Sept. 3, 2:12 p.m. --The Financial Institutions Insurance Association, Valley Center, Calif., will hold its fall conference Oct. 27-29 in ...
August 28, 2002
Thrivent Gets Official Name ApprovalNU Online News Service, Aug. 28, 1:18 p.m. -- Thrivent Financial for Lutherans, Appleton, Wis., says it now has official permission to do business ...
August 23, 2002
NAIC May Reopen Model Privacy RegNU Online News Service, Aug. 23, 4:45 p.m. -- Regulators at the National Association of Insurance Commissioners, Kansas City, Mo., are discussing a proposed ...
August 22, 2002
Alaska Schedules Privacy Reg HearingNU Online News Service, Aug. 22, 6:53 p.m. -- The Alaska Division of Insurance has released a draft of a proposed financial privacy regulation ...
August 11, 2002
VA Sales Oversight Decision Left In Hands Of State LegislaturesVA Sales Oversight Decision Left In Hands Of State LegislaturesByWith the adoption of a new model law, state legislatures may be cast in the role ...
August 04, 2002
NAIC Discussions Continue On Market Conduct, NonforfeitureNAIC Discussions Continue On Market Conduct, NonforfeitureByWith a September 1 pilot launch in sight for a market conduct project, details over how data will be ...
August 04, 2002
Software Bugs Cost Billions AnnuallyA Department of Commerce study has concluded that software bugs, or errors, cost the U.S. economy an estimated $59.5 billion annually, but not everyone agrees ...