State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

State Street Research Exits Foreign Stock Investin

December 18, 2002

State Street Research Exits Foreign Stock Investin
Medical Societies Attack CIGNA Illinois Settlement Proposal

December 11, 2002

Medical Societies Attack CIGNA Illinois Settlement Proposal
Texas Hopes To Streamline Policy Review Process

December 10, 2002

Texas Hopes To Streamline Policy Review Process
CT Introduces Producer Database Reconciliation Service

December 09, 2002

CT Introduces Producer Database Reconciliation Service
Former Prosecutor Now Heads NFA

December 03, 2002

Former Prosecutor Now Heads NFA
Premera Compromises On Conversion App Timeline

November 25, 2002

Premera Compromises On Conversion App Timeline
Who Needs Federal Regs?

November 24, 2002

Who Needs Federal Regs?
New York Asks Insurers To Update Assumptions

November 21, 2002

New York Asks Insurers To Update Assumptions
Principal To Sell Alliance Capital 529 Plans

November 13, 2002

Principal To Sell Alliance Capital 529 Plans
Insurers Question Consumer Rep Funding Proposal

November 11, 2002

Insurers Question Consumer Rep Funding Proposal