State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Kansas Bill Could Affect Variable Products
By Jim ConnollyNU Online News Service, March 7, 2003, 5:15 p.m. EST -- Kansas officials are continuing to work to put variable insurance products under the ...
February 24, 2003
New York State Pushes Investment Advisers to RegisNEW YORK (HedgeWorld.com)--New investment adviser regulations for New York State are expected to catch many hedge fund managers that were previously unaffected. Under the regulations, advisers...
February 16, 2003
IIABA, P-C Agent Group, Floats Plan To Foster More Uniform State RegulationByWashington The Independent Insurance Agents and Brokers of America is close to finalizing a federal legislative proposal that would maintain state insurance regulation but mandate ...
February 14, 2003
Regulators Ponder Next Step In Multiple Policies IssueJim ConnollyNU Online News Service, Feb. 14, 11:58 a.m. -- Amid a charge by a consumer advocate that state insurance regulators are "inept" in ...
February 09, 2003
Insurance Weighs Heavily On Agenda Of House Financial Services PanelInsurance Weighs Heavily On Agenda Of House Financial Services PanelByWashington The House Financial Services Committee plans an aggressive insurance-related agenda during the 108th Congress, including ...
February 03, 2003
ACLI Promotes FergusonNU Online News Service, Feb. 3, 4:28 p.m. -- Bruce Ferguson has been promoted to the position of senior vice president-state relations with the ...
January 26, 2003
Addressing Regulators' Concerns On Limited Pay LTC InsuranceAddressing Regulators Concerns On Limited Pay LTC Insurance BySecond of Two Parts Regulators concerns regarding long term care insurance generally fall into the following areas:Solvency. ...
January 17, 2003
NAIC Week Promotes State RegulationNU Online News Service, Jan. 17, 10:22 a.m. -- The National Association of Insurance Commissioners, Kansas City, Mo., is promoting state regulation of insurance ...