State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Dialogue On The Compact
By Staff WriterIf the interstate compact proposal is to gain any traction and have a chance at becoming a reality, state legislators are the ones who will ...
April 10, 2003
IMSA To Hold Compliance Conference In MayNU Online News Service, April 10, 2003, 4:01 p.m. EDT -- The Insurance Marketplace Standards Association, Washington, will hold a compliance practices conference May ...
April 07, 2003
HHS Publishes Medicare Appeal RuleNU Online News Service, April 7, 2003, 12:45 p.m. EDT -- The Center for Medicare & Medicaid Services, an arm of the U.S. Department ...
April 07, 2003
High Court Knocks Down Punitive-Damages Award RulingNU Online News Service, April 7, 2003, 5:32 p.m. EDT -- WashingtonA U.S. Supreme Court decision today overturning a $145 million punitive damage award ...
April 06, 2003
Oppose State Securities Regulation Of Variable Products, NAIC UrgedByAtlanta Insurers and producers urged state insurance regulators to oppose efforts to bring variable products under the additional purview of state securities regulation.In response, insurance ...
March 30, 2003
State Legislators Have Questions On NAIC Compact ProposalState Legislators Have Questions On NAIC Compact ProposalByNew York Legislators are beginning to ask questions about a life insurance interstate compact proposal that will start ...
March 26, 2003
McCarty Now Top Fla. Insurance RegulatorNU Online News Service, March 26, 2003, 1:25 p.m. EST -- The Florida Financial Services Commission has confirmed Kevin McCarty as director of the ...
March 24, 2003
PacifiCare Resolves Texas DisputeNU Online News Service, March 24, 2003, 12:57 p.m. EST -- PacifiCare Health Systems Inc., Cypress, Calif., says it may take responsibility for some ...