State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
June 01, 2003
NAIC, Regulators Need To Act Before Congress Threatens ActionNAIC, Regulators Need To Act Before Congress Threatens ActionIts getting to be a familiar refrain. The 50 states and the District of Columbia develop confusing, ...
May 29, 2003
State Farm To Market Nebraska 529 PlanNU Online News Service, May 29, 2003, 4:42 p.m. EDT -- State Farm VP Management Corp., a unit of State Farm Mutual Automobile Insurance ...
May 20, 2003
Supreme Court Sides With Maine Drug Subsidy ProgramNU Online News Service, May 20, 2003, 5:52 p.m. EDT -- The U.S. Supreme Court has issued a 6-3 ruling that lets Maine shut ...
May 18, 2003
NCOIL Weighs In On Market ConductByThe spotlight on effective market conduct procedures is intensifying as details of a new report issued by legislators become available.The report by the National Conference ...
May 11, 2003
ACLI CEO Says Faster Approval Of Products Is 'Crucial'ACLI CEO Says Faster Approval Of Products Is CrucialByColorado Springs, Colo. Despite the fact that its board has supported an optional federal charter proposal, the ...
May 11, 2003
Consumer Rep Responds To Reader On LTC IssuesConsumer Rep Responds To Reader On LTC IssuesTo The Editor: The April 21 letter written in response to your March 24 article, "Market Changes Pushing ...
May 11, 2003
Congress Turns Up The Heat On Market Conduct ReformCongress Turns Up The Heat On Market Conduct ReformByWashington Congress may have to act unless the states take immediate steps to upgrade and rationalize oversight ...
May 01, 2003
Restoring ConfidenceThoughts of early spring in Washington, D.C. usually conjure images of visitors clamoring to view the cherry blossoms. But spring is also the time when...
April 20, 2003
LTC Consumer Advocate QuestionedTo The Editor:Re: "Market Changes Pushing Update Of LTC Model Act," NU, March 24.I would like to respond to Bonnie Burns, a National Association of ...
April 20, 2003
Beating the Beneficiary BluesBy April K. CaudillA lifetime payout was permitted to each of three IRA beneficiaries, according to a recent private letter ruling, even though the decedent ...