State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
April 20, 2003
State Regulators Launch ASSURE ProgramState Regulators Launch ASSURE ProgramByRegulators stepped up efforts to get the message out that state regulation is the most effective oversight for insurance.South Carolina became ...
April 20, 2003
Regulators Get New Input On SuitabilityByRegulators heard a number of new ideas and suggestions during a discussion of the first draft of a model that focuses on suitable sales of ...
April 14, 2003
South Carolina Sets Up ASSURE ProgramNU Online News Service, April 14, 2003, 5:25 p.m. EDT -- South Carolina officially launched its ASSURE program today.ASSURE stands for "Alliance for Sound ...
April 13, 2003
Dialogue On The CompactIf the interstate compact proposal is to gain any traction and have a chance at becoming a reality, state legislators are the ones who will ...
April 13, 2003
AWP Decision Seen Aiding Cause Of State RegulationAWP Decision Seen Aiding Cause Of State RegulationByIn the wake of the unanimous Supreme Court decision on Kentuckys any willing provider law that established a ...
April 13, 2003
Insurers See Hopeful Signs In High Court Punitive Damages RulingInsurers See Hopeful Signs In High Court Punitive Damages RulingByWashington A U.S. Supreme Court decision last week that overturned a $145 million punitive damage award ...
April 10, 2003
IMSA To Hold Compliance Conference In MayNU Online News Service, April 10, 2003, 4:01 p.m. EDT -- The Insurance Marketplace Standards Association, Washington, will hold a compliance practices conference May ...
April 07, 2003
HHS Publishes Medicare Appeal RuleNU Online News Service, April 7, 2003, 12:45 p.m. EDT -- The Center for Medicare & Medicaid Services, an arm of the U.S. Department ...
April 07, 2003
High Court Knocks Down Punitive-Damages Award RulingNU Online News Service, April 7, 2003, 5:32 p.m. EDT -- WashingtonA U.S. Supreme Court decision today overturning a $145 million punitive damage award ...
April 06, 2003
Oppose State Securities Regulation Of Variable Products, NAIC UrgedByAtlanta Insurers and producers urged state insurance regulators to oppose efforts to bring variable products under the additional purview of state securities regulation.In response, insurance ...