State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
March 30, 2003
State Legislators Have Questions On NAIC Compact ProposalState Legislators Have Questions On NAIC Compact ProposalByNew York Legislators are beginning to ask questions about a life insurance interstate compact proposal that will start ...
March 26, 2003
McCarty Now Top Fla. Insurance RegulatorNU Online News Service, March 26, 2003, 1:25 p.m. EST -- The Florida Financial Services Commission has confirmed Kevin McCarty as director of the ...
March 24, 2003
PacifiCare Resolves Texas DisputeNU Online News Service, March 24, 2003, 12:57 p.m. EST -- PacifiCare Health Systems Inc., Cypress, Calif., says it may take responsibility for some ...
March 23, 2003
Proposal Pushed To Exempt Producers On Active Duty From CE RequirementsProposal Pushed To Exempt Producers On Active Duty From CE RequirementsByWith the U.S. officially at war with Iraq, efforts are under way to make sure ...
March 23, 2003
Market Changes Pushing Update Of LTC Model ActMarket Changes Pushing Update Of LTC Model ActByAtlanta A discussion over updating current long term care regulation offered some interesting observations about how the market ...
March 20, 2003
States May Lighten CE Load For Active-Duty ProducersNU Online News Service, March 20, 2003, 5:17 p.m. EST -- Key insurance regulators want to exempt producers serving in the U.S. armed forces ...
March 09, 2003
ACLI Outlines Priorities For NAIC MeetingByAcquainting 14 new commissioners with a wide array of issues will be a priority for the American Council of Life Insurers at the spring meeting ...
March 09, 2003
For Kansas VA Bill, Will the Third Time Be The Charm?ByA bill that would make variable products subject to securites regulation in Kansas is up for consideration in the state House Judiciary Committee, the third ...
March 07, 2003
Kansas Bill Could Affect Variable ProductsNU Online News Service, March 7, 2003, 5:15 p.m. EST -- Kansas officials are continuing to work to put variable insurance products under the ...
March 02, 2003
Debating The Next Step On Multiple PoliciesDebating The Next Step On Multiple PoliciesByAmid a charge by a consumer advocate that state insurance regulators are "inept" in how they are handling regulation ...