State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

State Regulation

Commissioners Sue Firm Over Frankel Losses

By Jim Connolly
Consumer Groups: NAIC Needs To 'Rein In' Its President

March 04, 2004

Consumer Groups: NAIC Needs To 'Rein In' Its President
State Medicaid Partnership Plans Advance In Congress

March 04, 2004

State Medicaid Partnership Plans Advance In Congress
Group Calls NAIC Head Extreme

March 03, 2004

Group Calls NAIC Head Extreme
Congress Wants State Regulation, NAIC Exec Says

March 03, 2004

Congress Wants State Regulation, NAIC Exec Says
State Farm Offers Online Financial Education for Kids

March 01, 2004

State Farm Offers Online Financial Education for Kids
NCOIL Adopts Market Conduct Model

February 27, 2004

NCOIL Adopts Market Conduct Model
Vaughan: 14 States Have Introduced Compact Bills

February 26, 2004

Vaughan: 14 States Have Introduced Compact Bills