State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
September 29, 2003
AFLAC Splits Top U.S. Sales, Marketing ResponsibilityNU Online News Service, Sept. 29, 2003, 3:47 p.m. EDT -- AFLAC Inc., Columbus, Ga., says it is splitting responsibility for U.S. sales and ...
September 26, 2003
Regulators Continue Fine-Tuning Insurance RulesNU Online News Service, Sept. 26, 2003, 9:25 a.m. EDT -- Market regulation ranked just behind consumer protection as the number one concern of ...
September 25, 2003
Market Conduct Oversight Initiatives Fine-Tuned At NAIC MeetingByAs regulators renewed their commitment to an action plan to overhaul the current system of state regulation, fine-tuning efforts continue in areas such as ...
September 14, 2003
Industry Worried California Privacy Law Will Derail National UniformityIndustry Worried California Privacy Law Will Derail National UniformityByWashington Although the House of Representatives approved permanent reauthorization of the Fair Credit Reporting Act by a ...
September 04, 2003
Stone To Chair NCSL Financial Services CommitteeNU Online News Service, Sept. 4, 2003, 5:47 p.m. EDT -- Donna Stone will be the new chair of the Financial Services Standing Committee ...
August 24, 2003
NAIC Privacy Project Has Insurers Concerned Over Many IssuesNAIC Privacy Project Has Insurers Concerned Over Many IssuesByInsurers say they want to continue discussions with regulators regarding a market conduct examination initiative that would ...
July 23, 2003
NCSL Endorses Interstate CompactNU Online News Service, July 23, 2003, 4:11 p.m. EDT -- The National Conference of State Legislatures, Denver, has endorsed an Interstate Insurance Product ...
July 20, 2003
Taking The Broader ViewAn effort by insurance regulators and legislators to streamline life insurance product filing is at an important point in its development.At press time, state ...
July 14, 2003
Hartford Markets Multi-Manager 529 PlanNU Online News Service, July 14, 2003, 7:55 p.m. EDT -- The Hartford Financial Services Group Inc., Hartford, is marketing a new, multi-manager 529 ...
July 13, 2003
Amended Interstate Insurance Compact Moves Closer To NCSL SupportAmended Interstate Insurance Compact Moves Closer To NCSL SupportBySeveral sticking points concerning an interstate compact that would create a single point of filing for life ...