State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
July 13, 2003
Changes In Estate Taxes May Generate A Tax Competition Among StatesByNew proposals have been introduced in the 108th Congress to reduce or eliminate the federal estate tax.One variation would eliminate the tax for 2009 with ...
July 03, 2003
NCOIL To Draft Model Market Conduct LawNU Online News Service, July 3, 2003, 4:04 p.m. EDT -- The National Conference of Insurance Legislators, Albany, N.Y., will begin developing a market ...
June 29, 2003
NAIC Promises Suitability Model SoonByNew York With a big push from the leadership at the National Association of Insurance Commissioners, regulatory guideposts for the suitability of annuity sales to ...
June 29, 2003
State Legislators Intend To Pursue A Market Conduct Model LawState Legislators Intend To Pursue A Market Conduct Model LawByNew York State legislators confirmed plans to develop a market conduct model law and asked insurance ...
June 22, 2003
Concerns Remain As NAIC Tries To Advance Suitability ModelConcerns Remain As NAIC Tries To Advance Suitability ModelByLingering concerns over the details of proposed suitability regulation that would protect senior citizens who purchase annuities ...
June 15, 2003
Opinion Diverges On Market ConductByRecent industry discussions suggest that there is significant disparity over how to create a market conduct mechanism, a goal most support.That disparity was highlighted both ...
June 13, 2003
Insurers Skeptical About Second Data CallNU Online News Service, June 13, 2003, 5:03 p.m. EDT -- Insurers want state regulators to analyze information they already have collected for a ...
June 12, 2003
State Lawmakers Ponder Market Conduct Model ProposalNU Online News Service, June 12, 2003, 5:30 p.m. EDT -- State lawmakers need to hold more discussions about the idea of creating a ...
June 03, 2003
New York Revises Healthy NY ProgramNU Online News Service, June 3, 2003, 4:05 p.m. EDT -- The New York State Insurance Department says Healthy NY, a state-sponsored insurance program ...
June 01, 2003
NAIC's Suitability Effort Seems To Be Edging Toward ConsensusNAICs Suitability Effort Seems To Be Edging Toward ConsensusByTentative optimism is being expressed that a recent roll-up-your-sleeves work session will result in a sales suitability ...