State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
HHS Acknowledges Drug Program Start-Up Problems
By Arthur D. PostalThe federal government has agreed to reimburse at least 20 states that have been providing emergency medicines for low-income seniors and disabled people who could ...
January 20, 2006
Broker-Dealers And Insurers Ask Feds For More TimeLarge financial services groups want the U.S. Securities and Exchange Commission to give them 2 extra months to comply with a new rule dealing with ...
January 15, 2006
Agents, Insurers Ink Comments On NAIC Fingerprint ModelInsurers and agents are hoping to put their imprint on a fingerprint model before it advances further toward adoption by state insurance regulators.Reaction to the ...
January 15, 2006
Agents, Insurers Ink Comments On NAIC Fingerprint ModelInsurers and agents are hoping to put their imprint on a fingerprint model before it advances further toward adoption by state insurance regulators.Reaction to the ...
January 01, 2006
Medicare Drug Sign-ups Causing Concern Among RegulatorsState insurance regulators are concerned about implementation of prescription drug plans that are part of Medicare legislation.Enrollment in PDPs as a result of the Medicare ...
January 01, 2006
Medicare Drug Sign-ups Causing Concern Among RegulatorsState insurance regulators are concerned about implementation of prescription drug plans that are part of Medicare legislation.Enrollment in PDPs as a result of the Medicare ...
December 21, 2005
GAO Faults State Regulators Terrorism PlanningState insurance regulators should work to ensure systems are in place to deal with a terrorist attacks, the Government Accountability Office warns.[@@]In a report ...
December 16, 2005
Principles%2DBased Reserve Valuation Office DiscussedThe National Association of Insurance Commissioners may need a reserve valuation office that would be similar to the NAIC's securities valuation office.[@@]Larry Bruning, chief ...