State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

EBSA Allows State MEWA Taes

August 12, 2005

EBSA Allows State MEWA Taes
Hall To Oversee Troubled Empire State Insurers

August 12, 2005

Hall To Oversee Troubled Empire State Insurers
Spitzer Calls For End To Antitrust Eemption

August 03, 2005

Spitzer Calls For End To Antitrust Eemption
USI Closes On Bay State Benefits Firm

July 28, 2005

USI Closes On Bay State Benefits Firm
Stolte Addresses NCOIL As ACLI Board Offers SOX Alternative

June 29, 2005

Stolte Addresses NCOIL As ACLI Board Offers SOX Alternative
Former Commissioners Weigh In On Federal Standards

June 16, 2005

Former Commissioners Weigh In On Federal Standards
Challenge On Annuity Surrender Charges

June 14, 2005

Challenge On Annuity Surrender Charges
New Calif. Re Rule Spark Concern

June 08, 2005

New Calif. Re Rule Spark Concern
U.S. Pension Plans Suffer From Weak Investment Climate

June 08, 2005

U.S. Pension Plans Suffer From Weak Investment Climate
NAIC And E-Regulators Clash Over SMART Act

June 08, 2005

NAIC And E-Regulators Clash Over SMART Act