State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Panel To Take Up Information Safety Proposal
By Staff WriterThe House Financial Services Committee plans to act Wednesday on a bill that could establish a national data security standard.The Senate Banking Committee and several ...
February 19, 2006
Congress Tightens Rules For Medicaid PlanningAs part of the Deficit Reduction Act of 2005 passed Feb. 1, Congress has tightened up the rules governing Medicaid eligibility, making it much more ...
February 12, 2006
AIG To Pay $1.64 Billion To Settle Fraud ChargesAmerican International Group will pay a record $1.64 billion to settle state and federal charges of securities fraud, bid-rigging and failure to pay proper contributions ...
February 12, 2006
Pi?ata TimeIt's weeks like this--when there's a veritable explosion of lawsuits, investigations, regulatory demands and accusations--that you begin to wonder how industry leaders and just plain ...
February 12, 2006
L06editorsedgeIt's weeks like this--when there's a veritable explosion of lawsuits, investigations, regulatory demands and accusations--that you begin to wonder how industry leaders and just plain ...
February 07, 2006
Treasury Speaker Notes Lack Of UniformityA top U.S. Treasury Department official delivered a wide-ranging speech Monday at state insurance commissioners' annual conference in Naples, Fla.The 4-day event, which started Sunday, ...
February 01, 2006
Plan for the Winnebago setMany Americans, especially retirees, are choosing to spend their time in more than one state. Traditionally called snowbirds, these clients present advisors with a unique set of considerations not typically present with clients who are permanently
January 31, 2006
Plan for the Winnebago setMany Americans, especially retirees, are choosing to spend their time in more than one state. Traditionally called snowbirds, these clients present advisors with a unique set of considerations not typically present with clients who are permanently