Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Are 529 Plan Rollovers the New Backdoor Roth?
By John ManganaroThis Secure 2.0 provision intrigues advisors, but there's some fine print, warns Ian Berger of Ed Slott and Co.
January 19, 2023
Commonwealth Picks Up $1B Team From Edward JonesCedarwood Financial Partners has five offices in Texas and New York.
January 18, 2023
FINRA 'Ready to Act' if SEC Finalizes Best-Execution Rules: CEOEnsuring regulatory clarity on evolving best execution standards is a top priority for 2023, FINRA's Robert Cook says.
January 18, 2023
FINRA: Ex-Advisor Group Broker Lied About CBD Oil Side HustleThe former broker for Advisor Group's Woodbury Financial allegedly provided false info about her unapproved CBD oil businesses.
January 18, 2023
Be Ready for Bigger Stock Gains in 2023: Carson's DetrickCarson Group's chief market strategist tells ThinkAdvisor what he got right in 2022 and what to expect now.
January 18, 2023
Who Benefits Most From Annuity Purchases?Well-designed variable deferred annuities with some equity exposure can enhance retiree well-being.
January 18, 2023
How 7 Advisors Forged Bonds With CPAs, Lawyers: Advisors' AdviceBuilding these alliances takes a lot of networking and often a little creativity, advisors told us.
January 17, 2023
Advisors Ignore 401(k) Plans at Their Peril: Carson, Vestwell ExecsTech partnerships can help advisors meet growing demand for 401(k) services, Jamie Hopkins and Aaron Schumm say.