Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
7 Pillars of Successful Networking for Advisors
By John ManganaroOn a Kitces podcast, wealth advisor Lisa Brown discusses how to build credibility and grow your career.
January 11, 2023
Unlicensed Advisor Gets Over 6 Years for Ponzi SchemeHe defrauded investors, including friends and family members, out of more than $4 million.
January 10, 2023
Former Broker Pleads Guilty to Filing False Tax ReturnThe ex-broker filed individual income tax returns omitting installment payments related to the sale of his advisory firm.
January 10, 2023
Cetera Picks Up $2.5B RIAPatriot Financial Group, formerly affiliated with Advisor Group's Securities America, has 70-plus advisors in seven states.
January 10, 2023
What if Target Date Funds Used Annuities?New research suggest TDFs could be improved by incorporating periodic annuity purchases as investors approach retirement.
January 10, 2023
Carson Group and Vestwell Launch Carson Complete 401(k)The solution underscores the increasing connections between wealth management and retirement plan advisory services.
January 10, 2023
Daniel Moisand Takes Over as CFP Board ChairMajor ongoing projects for the CFP Board include a review of the board's competency standards.
January 09, 2023
Arizona 'Advisor' Charged With 27 Counts of Mail, Wire FraudThe Personal Money Management president allegedly used $13.3 million in client funds to buy precious metals.