Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
LPL Nabs 2 BofA-Merrill Execs
By Janet LevauxCory Triolo and Tim Checko will focus on web-based and mobile applications for advisors and other technology.
January 23, 2023
5-Year Rollover Glut Has Swelled IRA Balances: CerulliThe research group expects the Secure 2.0 Act to drive continued strong rollover activity.
January 23, 2023
Want to Double Your Value? Stop 'Playing Office'Stop procrastinating and watch your firm grow, popular RIA podcasters Matthew Jarvis and Micah Shilanski tell ThinkAdvisor.
January 23, 2023
Secure 2.0 Act RMD Rules Open New IRA Planning WindowTraditional and Roth IRAs can now be coordinated in some very powerful ways, but careful planning is needed.
January 20, 2023
CFP Diversity Ticks Up in 2022While almost 30% of new CFPs in 2022 were women, the total remains stuck under 24%.
January 20, 2023
Almost 30% of Office Workers Say They've Tried ChatGPTEmployees at BofA and JPMorgan, for instance, are using the AI program and similar tools to quickly draft emails.
January 20, 2023
6 New Marketing Tips for Growing Financial AdvisorsEmphasize the complexity of financial advising without making people feel like they are being talked down to.
January 20, 2023
7 Hot Compliance Tips From FINRA LeadershipA FINRA exec says complaints against advisors are rising and gives advice to help keep firms out of the crosshairs.