Ed Slott: Yes, IRA Rollovers Are Advice Under New DOL Fiduciary Rule
By Melanie WaddellThat means advisors must know the tax rules for each rollover option, the IRA expert tells ThinkAdvisor.
October 30, 2023
New DOL Fiduciary Rule to Be Released Tuesday: ReportThe rule will be released for public comment at White House event with President Biden attending.
October 24, 2023
DOL's Gomez Explains New Fiduciary RuleWhile it's now called the Retirement Security rule, its intent hasn't changed, the Labor official tells ThinkAdvisor.
October 12, 2023
DOL's Su Tells House Lawmakers New Fiduciary Rule Remains a PriorityThe rule will address the unlevel playing field for different kinds of companies giving investment advice, Su said.
October 09, 2023
Fiduciary Fight Set to Move to More States After Massachusetts RulingA Massachusetts decision opens doors for stricter rules elsewhere, even as Labor's rule could be out this month.
October 06, 2023
Clients Come First: In Support of a Fiduciary StandardThe DOL should take note: Investors and financial advisors alike benefit from a model based on trust.
September 27, 2023
FPA Taps President-Elect, Board MembersClaudia Cypher Kane is the group's 2024 president, while Paul Brahim of Wealth Enhancement Group is set to become its president elect.
September 12, 2023
10 States Where Annuity Sales Rules Still Look DifferentAny lingering conflicts between the states could help the SEC expand its reach.