New DOL Fiduciary Rule Closes Loopholes, Biden Officials Explain
By Melanie WaddellThe rule applies a fiduciary standard to retirement advice on rollovers and fixed indexed annuities.
October 12, 2023
DOL's Su Tells House Lawmakers New Fiduciary Rule Remains a PriorityThe rule will address the unlevel playing field for different kinds of companies giving investment advice, Su said.
October 09, 2023
Fiduciary Fight Set to Move to More States After Massachusetts RulingA Massachusetts decision opens doors for stricter rules elsewhere, even as Labor's rule could be out this month.
October 06, 2023
Clients Come First: In Support of a Fiduciary StandardThe DOL should take note: Investors and financial advisors alike benefit from a model based on trust.
September 27, 2023
FPA Taps President-Elect, Board MembersClaudia Cypher Kane is the group's 2024 president, while Paul Brahim of Wealth Enhancement Group is set to become its president elect.
September 12, 2023
10 States Where Annuity Sales Rules Still Look DifferentAny lingering conflicts between the states could help the SEC expand its reach.
August 27, 2023
Debate: Should the DOL Revert to the 2016 Fiduciary Standard?Our tax experts discuss whether bringing the 2016 fiduciary standard back to life would make sense.
August 04, 2023
A Life Settlement Broker's Fiduciary Duty to the Policy SellerFor some clients, keeping the policy may be the better option.