Debate: Should the DOL Revert to the 2016 Fiduciary Standard?
By Robert Bloink | William H. ByrnesOur tax experts discuss whether bringing the 2016 fiduciary standard back to life would make sense.
May 17, 2023
New Law Firm Offers Flat-Fee Service for Advisors in Retirement SpaceFounding partner Bonnie Treichel says Endeavor Law offers flat-fee solutions for legal issues normally billed hourly.
May 05, 2023
SEC Hits Firm, Advisor Over Leveraged ETFs in PortfoliosThey breached their fiduciary duty by failing to understand these funds' substantial risks, the SEC said.
April 18, 2023
DOL to Appeal Rollover Decision; New Fiduciary Rule Expected by End of SummerThe news that an appeal is coming leaves advisors in a tough spot, attorney Fred Reish tells ThinkAdvisor.
March 03, 2023
Are You Ready for the DOL's Next Fiduciary Deadline?Investment advisors must fulfill the latest requirements of the Prohibited Transaction Exemption for rollovers by July 1.
February 23, 2023
Why a Federal Court Ditched DOL Fiduciary Standard for RolloversAdvisors should pay close attention to future developments and see whether the department chooses to appeal.
February 08, 2023
Labor Secretary Marty Walsh Offered Top Post at NHL Players' GroupWhen Walsh will officially step down from his Cabinet position has not yet been announced.
August 03, 2022
New SEC Guidance Tackles How to Handle Conflicts of InterestIn addressing conflicts under Reg BI and the Advisers Act fiduciary standard, disclosure isn't enough, the SEC warns.