Marketing Technology
Get the latest news and insights about marketing technology used by financial advisors and throughout the financial services industry.
October 07, 2020
SEC Slaps BD for Text Message SnafusThe firm was fined $100,000 for failing to retain business-related messages.
October 01, 2020
How Long Will the 'Massive' Schwab-TD Ameritrade Tie-Up Take?The deal is all but done. Now comes the hard part.
September 25, 2020
Orion-Brinker Deal Is Done (Already)It was "beneficial to both firms to get it done as quick as possible and move forward," Joel Bruckenstein said.
September 24, 2020
Why Advisors Are Still a Long Way From Embracing AI: SchwabWe're still "early on in building the business case" for advisors, Schwab managing director Kyle Caffey says.
September 23, 2020
How Tech Is Bringing 'Wall Street to Main Street': TD AmeritradeSunayna Tuteja says new forms of content are proving to be useful in making financial services "become part of people's lifestyles."
September 23, 2020
4 'Must Watch' Megatrends in Wealth ManagementThe pandemic might have accelerated some of these moves, but the industry was already headed there.
September 17, 2020
Edward Jones Poured $500M Into Tech. Here's What It's Offering Advisors.The firm is rolling out new tools including an advisor-client matchmaking app, tech chief Frank LaQuinta told ThinkAdvisor.
September 17, 2020
Fidelity Enhances Integration Xchange: Tech RoundupAlso, Oppenheimer teams with the fintech firm InvestCloud.
September 09, 2020
Cambridge to Make Advisor Tech 'Cloud Native'The 3,500-advisor BD is working toward "a limited demo for review" later this year, said one executive.
September 04, 2020
Schwab, Vanguard, Other Platform Glitches Unrelated to Apple, Tesla Splits, Firms SaySeveral major trading platforms experienced outages and other problems on the day of the stock splits.