State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

State Regulation

Dental Commission Errors To Cost CIGNA $871,245

By Staff Writer
NAIC Prepares Response To Broker Probes

November 12, 2004

NAIC Prepares Response To Broker Probes
Serio Challenges State Regulation Critics

October 28, 2004

Serio Challenges State Regulation Critics
California, NAIC Broker Investigations Continue

October 27, 2004

California, NAIC Broker Investigations Continue
Regulators Weigh In

October 27, 2004

Regulators Weigh In
A Whole New Meaning

October 20, 2004

A Whole New Meaning
Blumenthal And Ario Discuss Brokerage Fees Probe

October 20, 2004

Blumenthal And Ario Discuss Brokerage Fees Probe
Carriers Find HIPAA Compliance Manageable

October 13, 2004

Carriers Find HIPAA Compliance Manageable