State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

State Regulation

Atterholt Gets Permanent Post In Indiana

By Steve Tuckey
Industry Welcomes Class-Action Victory

February 10, 2005

Industry Welcomes Class-Action Victory
Panel OKs Bill That Could Limit Venue-Shopping

February 03, 2005

Panel OKs Bill That Could Limit Venue-Shopping
HHS Releases Final Drug Act Rule

January 21, 2005

HHS Releases Final Drug Act Rule
Sunshine State Lawyers Go With Delta

January 13, 2005

Sunshine State Lawyers Go With Delta
Year-End Potpourri

January 05, 2005

Year-End Potpourri
Iowas Terri Vaughan: 10 Years A Regulator

December 15, 2004

Iowas Terri Vaughan: 10 Years A Regulator
New York Tightens Key-Person Definition

December 14, 2004

New York Tightens Key-Person Definition