State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Editorial: Wink. Wink. ACLI Still Supports State regulation Of Insurance
By Staff WriterWink. Wink. ACLI Still Supports State Regulation Of Insurance The protestations by the American Council of Life Insurers that, yes, it does indeed still ...
June 28, 2001
CARFRA Gets Its First Product FilingByNew Orleans A new system to streamline product filing is off the drawing board and about to start a full-fledged test run, the first for ...
June 28, 2001
Industry Searching For Best Path To Market Conduct Exam EfficiencyIndustry Searching For Best Path To Market Conduct Exam Efficiency ByNew Orleans Everyone in the insurance industry seems to agree that state regulators should ...
June 21, 2001
Regulators Scrap Over Draft Suitability ModelRegulators Narrow Scope Of Suitability Model And Cut Out IMSA Compliance ProvisionByNew Orleans Sparks flew here at a meeting of the National Association of Insurance ...
June 10, 2001
Capitol Insights: Some Thoughts On Recent HappeningsSome Thoughts On Recent Happenings On The HillSome quick thoughts:Congress and Federal Regulation of Insurance: During a recent hearing on efforts by the states to ...
June 03, 2001
Commissioners Speak To The IssuesBySalt Lake City Three insurance commissioners comprised a panel here that surveyed some of the most high-profile regulatory issues currently before the National Association of ...