New York
Get the latest news and insights on New York's financial regulations, enforcement actions and litigation.
February 09, 2021
Lawsuits Over GameStop Trading Expand Beyond Robinhood, Alleging an Antitrust Conspiracy"I'm kind of blown away at how big this could be," a lawyer says.
February 02, 2021
New York State Imposes 'Unauthorized' Insurer Penalty on AIGThe action involved the sale of a large group annuity.
January 07, 2021
Alexandra Lebenthal Left Her Family Firm, and She's 'Loving It'Lebenthal, "socialite" no more, tells ThinkAdvisor how she has found her passion as an investment bank employee helping female business owners.
October 30, 2020
Should Compliance Officers Be Held Personally Liable? SEC's Peirce Weighs InToo much liability could discourage talented people from working in compliance, the SEC commissioner says.