New York
Get the latest news and insights on New York's financial regulations, enforcement actions and litigation.
Alternative Investments
Lawsuits Over GameStop Trading Expand Beyond Robinhood, Alleging an Antitrust Conspiracy
By Amanda Bronstad"I'm kind of blown away at how big this could be," a lawyer says.
October 30, 2020
Should Compliance Officers Be Held Personally Liable? SEC's Peirce Weighs InToo much liability could discourage talented people from working in compliance, the SEC commissioner says.



