California
Get the latest news and insights on California's financial regulations, enforcement actions and litigation.
July 07, 2023
California Replaces a Trust Investment LawThe update could make managing the assets in clients' trusts more flexible.
June 28, 2023
Washington State Long-Term Care Insurance Program to Launch SaturdayCritics wonder whether WA Cares will provide enough of the right benefits to be useful.
June 07, 2023
California Annuity Sales Rule Bill Faces Consumer Group OppositionThe consumer groups want to require agents to disclose cash compensation.
June 06, 2023
Preliminary Hearing Set for LPL Network Firm Employee Charged in Double MurderThe next preliminary hearing for Ramy Fahim will be Aug. 15.
June 02, 2023
Pretrial Hearing Set for Ex-Broker Charged With Murder of BofA-Merrill ExecAnthony Duwayne Turner's next hearing is scheduled for July 10, the L.A. district attorney's office says.
June 02, 2023
Morgan Stanley Retaliated Against Whistleblower, Suit ClaimsThe employee asserts she was terminated after reporting colleagues using co-workers' passwords to make customer trades.
June 01, 2023
California Doctor Questions Guardian's 'Total Disability' DefinitionThe doctor represents a class consisting of all Guardian disability insureds in California affected by a "no work" policy provision.