California
Get the latest news and insights on California's financial regulations, enforcement actions and litigation.
BofA Accused of Aiding Elder Financial Abuse
By Dinah Wisenberg BrinA woman with a Merrill account claims scammers took $690,000 from her after she visited a California branch of the bank.
October 12, 2023
Allianz Life Faces Annuity Owner SuitThe plaintiff says the insurer should have explained why it cut off ties to her advisor.
September 22, 2023
Yes, Homeowners Insurance Is Your ConcernFor many high-net-worth clients, this has suddenly become the top financial headache.
September 06, 2023
10 California Life, Health and Annuity Bills to WatchOne could affect how the SEC regulates annuities in your state.
September 06, 2023
10 States the Young and Wealthy Are Fleeing: 2023Here's where high earners age 26-35 are leaving faster than they can be replaced, according to SmartAsset.
August 25, 2023
California Warns Against Dishonest Marketing Tied to Long-Term Care ProposalThe state says basing promotions on a program that does not exist is deceptive.
August 24, 2023
Arraignment Set for LPL Network Firm Employee Charged in Double MurderAn arraignment for Ramy Fahim, who could face the death penalty, will be held Sept. 6.
August 17, 2023
California Closes State-Tax Loophole for Some TrustsClients who have established non-grantor trusts in tax-friendly states should be aware of this new law.