State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
New York Names Program After Levin
By LifeHealthPro StaffState University of New York is starting the Neil D. Levin Graduate Institute of International Relations and Commerce in honor the memory of former New York insurance superintendent who died on Sept. 11, 2001.
September 04, 2001
Texas Eases Producer Licensing RulesNU Online News Service, Sept. 4, 10:23 a.m. -- A law based on S.B. 414, a bill that makes it easier for out-of-state insurance ...
August 26, 2001
Regulators Begin Work To Safeguard Consumer InformationRegulators Begin Work To Safeguard Consumer Information ByEfforts to safeguard information that insurers gather on their customers are taking shape.State regulators are developing a ...
August 19, 2001
Agent Groups Ask Regulators To Clarify Privacy RequirementsAgent Groups Ask Regulators To Clarify Privacy RequirementsByThe initial rush to put privacy guidelines in place to comply with a 1999 financial services law is ...
August 05, 2001
Legislators Advised That Market Conduct Exams Need FixingLegislators Advised That Market Conduct Exams Need FixingByFindings of a new survey, testimony of regulators and insurers, and a sprinkling of anecdotes hammered home the ...
August 02, 2001
NAIC Eliminates Electronic Form Filing FeesE.E. MazierNU Online News Service, Aug. 2, 10:13 a.m. -- The National Association of Insurance Commissioners, Kansas City, Mo., has eliminated license fees for ...
July 19, 2001
Letters: ACLI Asserts Improving State-Based Regulation Remains 'Job One'ACLI Asserts Improving State-Based Regulation Remains Job One To The Editor: Never before in the pages of National Underwriter have we seen a piece ...
July 05, 2001
Insurers Largely Pleased With Actions By States On PrivacyInsurers Largely Pleased With Actions By States On PrivacyByBy and large, insurers are pleased with states' work on putting privacy standards in place for a ...