State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
January 30, 2004
Pru Discloses VA Problems To NASDNU Online News Service, Jan. 30, 2004, 1:17 p.m. EST -- Prudential Financial Inc. says it took the initiative to disclose possible variable annuity ...
January 28, 2004
Hunter Blasts NCOIL Web Access DecisionNU Online News Service, Jan. 28, 2004, 11:05 a.m. EST -- Consumer advocate Robert Hunter is blasting a decision by the National Conference of ...
January 23, 2004
Insurers Want Time To Ponder Domestic DeferenceNU Online News Service, Jan. 23, 2004, 9:45 a.m. EST -- Insurers are asking for the temporary removal of a domestic deference section from ...
January 22, 2004
Insurers Weigh In On Market ConductByInsurance legislators now are reviewing comments before a new round of drafting that could result in a market conduct law that would be a framework ...
January 19, 2004
Minn. Group Adds Out-Of-State Dental CoverageNU Online News Service, Jan. 19, 2004, 12:03 p.m. EST -- HealthPartners, Bloomington, Minn., has introduced a dental plan for Minnesota-based, multistate employers.[@@]The nonprofit ...
January 09, 2004
Consumer Reps Discuss Whistleblower ProvisionNU Online News Service, Jan. 9, 2004, 5:39 p.m. EST -- The National Conference of Insurance Legislators, Albany, N.Y., has cut a whistleblower protection ...
January 08, 2004
California Might Revisit Annuity SuitabilityNU Online News Service, Jan. 8, 2004, 5:39 p.m. EST -- California lawmakers probably will take another look at consumer privacy and health care ...
December 18, 2003
NAIC Scrambling To Make Sure All Roads Don't Lead To D.C.NAIC Scrambling To Make Sure All Roads Dont Lead To D.C.ByThe task at hand throughout 2004 will be to develop a roadmap to make sure ...
December 17, 2003
N.Y. Agents Support Tougher CE RequirementsNU Online News Service, Dec. 17, 2003, 12:47 p.m. EST -- Updating the laws and regulations that govern continuing education requirements for insurance agents ...
December 12, 2003
Labor Nixes Paper-Based ERISA Advisor FilingNU Online News Service, Dec. 12, 2003, 5:25 p.m. EST -- The U.S. Department of Labor wants small firms that manage benefit plan investments ...