State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

Congress Wants State Regulation, NAIC Exec Says

March 03, 2004

Congress Wants State Regulation, NAIC Exec Says
State Farm Offers Online Financial Education for Kids

March 01, 2004

State Farm Offers Online Financial Education for Kids
NCOIL Adopts Market Conduct Model

February 27, 2004

NCOIL Adopts Market Conduct Model
Vaughan: 14 States Have Introduced Compact Bills

February 26, 2004

Vaughan: 14 States Have Introduced Compact Bills
VA Guarantee Reserve Rules Still Being Framed

February 19, 2004

VA Guarantee Reserve Rules Still Being Framed
Regulators Still Framing VA Guarantee Reserve Rules

February 18, 2004

Regulators Still Framing VA Guarantee Reserve Rules
NCOIL: Domestic Deference Lite Gains Momentum

February 06, 2004

NCOIL: Domestic Deference Lite Gains Momentum
Ignagni Rips State Regulations Failings

February 05, 2004

Ignagni Rips State Regulations Failings
AAHP-HIAA Head Criticizes State Insurance Regulation

February 04, 2004

AAHP-HIAA Head Criticizes State Insurance Regulation
NAIC Goes To Washington

February 02, 2004

NAIC Goes To Washington