State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

State Regulation

NCOIL Asks Governors Not To Back Federal Charter

By Jim Connolly
NCOIL Officer Calls For Quarterly Sessions With NAIC

August 17, 2007

NCOIL Officer Calls For Quarterly Sessions With NAIC
Creating congruency by ?walking my talk'

July 31, 2007

Creating congruency by ?walking my talk'
Florida Announces LTC Partnership Rules

July 27, 2007

Florida Announces LTC Partnership Rules
Lawmakers Unveil House OFC Bill

July 25, 2007

Lawmakers Unveil House OFC Bill
Lawmakers Unveil House OFC Bill

July 25, 2007

Lawmakers Unveil House OFC Bill
Minn. Regulators Explain Partnership Training Rules

July 25, 2007

Minn. Regulators Explain Partnership Training Rules
FSI Endorses STP Initiative

July 23, 2007

FSI Endorses STP Initiative