State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

Compact Commission Fine-Tuning In Hope Of Getting First Filings

June 10, 2007

Compact Commission Fine-Tuning In Hope Of Getting First Filings
Groups Urge NAIC To Weigh In On Antitrust Bill

June 06, 2007

Groups Urge NAIC To Weigh In On Antitrust Bill
Groups Urge NAIC To Weigh In On Antitrust Bill

June 05, 2007

Groups Urge NAIC To Weigh In On Antitrust Bill
Compact Commission Prepares For First Filings

June 04, 2007

Compact Commission Prepares For First Filings
NAIC E-Mail Angers Legislator

June 04, 2007

NAIC E-Mail Angers Legislator
NAIC E-Mail Angers Legislator

June 04, 2007

NAIC E-Mail Angers Legislator
More Politicians Call for Iran Diverstment

June 01, 2007

More Politicians Call for Iran Diverstment
Groups To Talk About The NAIC At Next NAIC Meeting

May 30, 2007

Groups To Talk About The NAIC At Next NAIC Meeting
NCOIL Committee Chair Questions NAIC Secrecy

May 30, 2007

NCOIL Committee Chair Questions NAIC Secrecy
Spitzer Takes On Empire State Regs

May 30, 2007

Spitzer Takes On Empire State Regs