DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
How the DOL Fiduciary Rule Will (and Won’t) Affect RIAs
By James J. GreenAn early look at the final rule suggests a lesser impact, though compliance caution is still warranted.
April 06, 2016
DOL Fiduciary Compliance: Colleen Bell on the Cambridge ApproachCambridge Investment Research is one independent BD taking a proactive stance in responding to the DOL fiduciary rule. Colleen Bell leads the way.
April 06, 2016
Final DOL fiduciary rule issuedInsurers will be given greater latitude than initially forecast in selling proprietary products, such as annuities, under the final DOL fiduciary rule.
April 06, 2016
Final DOL fiduciary rule issuedInsurers will be given greater latitude than initially forecast in selling proprietary products, such as annuities, under the final DOL fiduciary rule.
April 05, 2016
Under DOL rule, fee-only RIA plan advisors in driver’s seatAs proposed, the DOL fiduciary rule does not outlaw revenue sharing, but it's likely to make the practices more difficult to execute, this industry expert says.
April 05, 2016
Under DOL rule, fee-only RIA plan advisors in driver’s seatAs proposed, the DOL fiduciary rule does not outlaw revenue sharing, but it's likely to make the practices more difficult to execute, this industry expert says.
April 05, 2016
How Robo Tools Can Help With DOL Fiduciary ComplianceJohn Wise, CEO of InvestCloud, makes the case that the Department of Labors fiduciary rule could be a potential lifeline for robos.
April 05, 2016
Impact of DOL fiduciary rule: small investors will lose accessNearly half of advisors say the DOL fiduciary rule will discourage them from handling small rollover business.