DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
March 15, 2016
DOL Fiduciary Rule Will Change Financial Advice, According to a FiduciaryBilly Lanter, fiduciary investment advisor at Unified Trust Co., says hes worried about a "watered down" fiduciary standard.
March 14, 2016
RIAs, Reps Plan to Drop Small Clients Under DOL Fiduciary Rule: FidelityReps and RIAs alike also expect added compliance costs and a shift in products they recommend, away from variable annuities and toward managed accounts.
March 11, 2016
5 things to know about the DOL fiduciary ruleERISA attorneys talk about the proposed industry-changing standard.
March 11, 2016
5 things to know about the DOL fiduciary ruleERISA attorneys talk about the proposed industry-changing standard.
March 10, 2016
3 steps to prepare for DOL fiduciary ruleSEI Advisor Network execs say advisors arent preparing for the new fiduciary rule.
March 10, 2016
3 steps to prepare for DOL fiduciary ruleSEI Advisor Network execs say advisors arent preparing for the new fiduciary rule.
March 09, 2016
House Speaker Ryan continues to assail DOL fiduciary ruleThe congressman's tongue-in-cheek fi-du-ci-a-ry definition claims rule would "hurt millions of hardworking Americans."
March 04, 2016
Obama to meet with financial regulators ahead of fiduciary ruleThe Obama administration is readying a fiduciary rule that will require brokers to put their clients best interests first.
March 03, 2016
3 Steps to Prepare for DOL Fiduciary RuleSEI Advisor Network execs say advisors arent preparing for the new fiduciary rule and warn them not to get taken by surprise.
March 02, 2016
Speaker Ryan Continues to Assail DOL Fiduciary RuleThe congressman's tongue-in-cheek "fi-du-ci-a-ry" definition claims rule would "hurt millions of hardworking Americans," while a report claims it would cost the middle class $80 billion.