DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
What happens to incentive trips under the DOL fiduciary rule?
By Kevin W. Mechtley, J.D.Whether or not incentive trips will continue under the DOL fiduciary rule likely comes down to a companys risk appetite.
October 07, 2016
Software pundit: Plan for a total IT overhaul after DOL ruleVUE Software Vice President John Sarich expects that advisor compensation will transition to the billable hourly model used by law firms.
October 05, 2016
The DOL: In your face once more with an overtime pay ruleThe insurance and financial services industries may be headed for "a perfect storm."
October 05, 2016
The DOL: In your face once more with an overtime pay ruleThe insurance and financial services industries may be headed for "a perfect storm."
October 04, 2016
Fiduciary Compliance Requires More Than a Tech ‘Band-Aid’: Orion’s ClarkeOrion Advisor Services CEO says advisors should determine how the DOL rule impacts their business before buying technology widgets that promise compliance.
October 02, 2016
5 Big Changes Advisors Should Make by Fiduciary Rule Deadline: AssetMarkAs the April 10 deadline approaches, advisors should be taking these key actions to update their practices.
October 01, 2016
DOL Fiduciary Rule Is on the DocketThe industry was bracing itself in mid-September for the first decision in the string of lawsuits against the Department of Labor's fiduciary rule.
September 28, 2016
DOL Fiduciary Has Many Advisors Mulling Career Change: Fidelity SurveyWhile 29% of advisors see a positive impact from the DOL rule, 28% are considering retirement or a career change.