DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Calling all digital fiduciaries! Here’s your 7-point checklist
By Warren S. HerschTo remain within the spirit of the DOL rule, plan fiduciaries should ensure that websites and planning tools are designed to optimize retirement outcomes.
October 25, 2016
Live from LIMRA: Tackling the DOL ruleSome in the life insurance industry see the DOL fiduciary rule as an opportunity. Here's why.
October 25, 2016
Live from LIMRA: Tackling the DOL ruleSome in the life insurance industry see the DOL fiduciary rule as an opportunity. Here's why.
October 20, 2016
4 versions of the Best Interest Contract ExemptionFor the DOL fiduciary rule, there's not one Best Interest Contract Exemption, but four.
October 20, 2016
4 versions of the Best Interest Contract ExemptionFor the DOL fiduciary rule, there's not one Best Interest Contract Exemption, but four.
October 19, 2016
DOL rule: Ex-NAIFA chief readies practice for the new regimeWhere some advisors see stress and strife as a result of the demands of the DOL fiduciary rule, former NAIFA President Juli McNeely sees opportunity.
October 19, 2016
DOL rule: Ex-NAIFA chief readies practice for the new regimeWhere some advisors see stress and strife as a result of the demands of the DOL fiduciary rule, former NAIFA President Juli McNeely sees opportunity.
October 17, 2016
Survey: Most advisors expect rise in DOL compliance costsAdvisors will need to enhance governance processes and implement new technologies as they seek to comply with the DOL rule.