DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
IMOs to DOL: Fiduciary rule class exemption sets too high a bar
By Warren S. HerschThe DOL's proposed class exemption for IMOs represents 'one step ahead, but two steps back,' says Futurity First Insurance Group CEO Michael Kalen.
January 19, 2017
NAFA responds to the DOL's proposed fiduciary rule exemption'No industry of this size can turn on a dime,' Chip Anderson warns.
January 19, 2017
DOL posts indexed annuity fiduciary rule exemption draftTo get supervisory responsibility, a marketing organization might need $1.5 billion in annual sales.
January 19, 2017
DOL posts indexed annuity fiduciary rule exemption draftTo get supervisory responsibility, a marketing organization might need $1.5 billion in annual sales.
January 17, 2017
DOL releases fiduciary rule guidance specifically for advisorsAccording to benefits attorney Fred Reisch: 'Insurance companies can market their group variable annuity contracts to 401(k) plans without concern of fiduciary status.'
January 17, 2017
DOL releases fiduciary rule guidance specifically for advisorsAccording to benefits attorney Fred Reisch: 'Insurance companies can market their group variable annuity contracts to 401(k) plans without concern of fiduciary status.'
January 17, 2017
DOL Quickly Releases Another Batch of Fiduciary FAQsThe new guidance for advisors includes some pleasant surprises and one disappointment, lawyer Fred Reish says.
January 12, 2017
RightCapital Launches Enterprise Tool to Ease DOL Rule ComplianceA leaner, meaner platform than competitors will help midsize firms provide more holistic planning for clients.