DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Why Advisors Should Act Like Fiduciaries With or Without DOL Rule
By Bernice NapachIt's what their clients expect now, according to a panel of investment consultants at the TD Ameritrade annual LINC conference.
January 27, 2017
Morgan Stanley to Cut Fees, Keep Commissions Despite DOL DoubtsWhile speculation about the fiduciary rule abounds, the wirehouse insists it will decrease conflicts of interest and redundant offerings.
January 26, 2017
DOL Fiduciary Rule Inspires New Alphabet Soup of Fund SharesJanus has filed with the SEC to launch P and Z shares.
January 26, 2017
Coming soon: President Trump's fiduciary rule executive orderThe Presidents executive order to delay implementation of the Department of Labors fiduciary rule will likely happen within days.
January 25, 2017
FSI Brain Trust Touts Growth; Confident on DOL Rule DelayLeaders of the IBD group say its recent membership growth and advocacy success give it "more firepower."
January 24, 2017
If DOL Fiduciary Gets Delayed, Seize the Moment: FSI’s BrownThe FSI chief says Trump's election gives it once-in-a-generation opportunity to push for more advisor- and client-friendly reforms.
January 24, 2017
‘No Going Back’ on Commissions, Fiduciary Changes, Broker-Dealer CEOs SayAt FSI OneVoice, execs say that, DOL rule or no DOL rule, commission-based business models are on their way out.
January 24, 2017
IMOs to DOL: Fiduciary rule class exemption sets too high a barThe DOL's proposed class exemption for IMOs represents 'one step ahead, but two steps back,' says Futurity First Insurance Group CEO Michael Kalen.