Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
July 01, 2002
Federal LTC Program Begins Open EnrollmentNU Online News Service, July 1, 11:34 a.m. -- Open enrollment begins today for the new Federal Long Term Care Insurance Program.Organizers are supporting ...
June 30, 2002
SEC And Insurance Departments Collaborate On Company ExamsSEC And Insurance Departments Collaborate On Company ExamsByThe Securities and Exchange Commission is participating with state insurance departments in collaborative joint examinations of companies that ...
June 30, 2002
IRS Ruling Seen Kick-Starting Move To Patient-Directed Health CareIRS Ruling Seen Kick-Starting Move To Patient-Directed Health CareByWashington A ruling last week by the Internal Revenue Service is being viewed by some as a ...
June 27, 2002
IRS Rules On Personal Health AccountsNU Online News Service, June 27, 1:45 p.m. -- The federal government has given a boost to organizers of defined-contribution health plans.The federal Internal ...
June 17, 2002
Ceridian Acquires HR ComplyNU Online News Service, June 17, 4:03 p.m. -- Ceridian Corp., Minneapolis, has acquired HR Comply Corp., Ponte Vedra Beach, Fla., a company that ...
June 17, 2002
Survey: Consumers Confused About Life RegulationNU Online News Service, June 17, 11:54 a.m. -- Only 34% of adult U.S. residents know that states regulate life insurance companies, and 25% ...
June 16, 2002
SEC Advertising Proposals Could Create Marketing OpportunitiesSEC Advertising Proposals Could Create Marketing OpportunitiesThe Securities and Exchange Commission recently proposed amendments to its advertising rules that would give mutual funds, variable annuity ...