Federal Regulation

Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.

Federal Regulation

PlanVista Misses Interest Payment

By Staff Writer
IRS Employee Plans Unit May Revamp Pension Determination Letter System

August 29, 2001

IRS Employee Plans Unit May Revamp Pension Determination Letter System
New LIMRA Book Explains Insurance Compliance

August 22, 2001

New LIMRA Book Explains Insurance Compliance
IRS Publishes Revenue Ruling On 1994 Group Annuity Reserving Table

August 21, 2001

IRS Publishes Revenue Ruling On 1994 Group Annuity Reserving Table
New Minimum Distribution Rules Create New Opportunities

August 12, 2001

New Minimum Distribution Rules Create New Opportunities
New York Department Adopts Health Risk Transfer Regulation

August 10, 2001

New York Department Adopts Health Risk Transfer Regulation
Judge Lets Chiropractors Proceed With Suit

August 01, 2001

Judge Lets Chiropractors Proceed With Suit
SEC Eying Effects Of Heightened Competitiveness In VA Market

July 12, 2001

SEC Eying Effects Of Heightened Competitiveness In VA Market