Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
PlanVista Misses Interest Payment
By Staff WriterNU Online News Service, Sept. 4, 3:05 p.m. -- PlanVista Corp., Tampa, Fla., a company that rents preferred provider networks to retail managed care ...
August 29, 2001
IRS Employee Plans Unit May Revamp Pension Determination Letter SystemNU Online News Service, Aug. 29, 12:15 p.m. -- The Employee Plans unit at the Internal Revenue Service says it may replace its current ...
August 22, 2001
New LIMRA Book Explains Insurance ComplianceNU Online News Service, Aug. 22, 11:46 a.m. -- LIMRA International, Windsor, Conn., has published a new book, Practical Compliance for Insurance Professionals, by ...
August 21, 2001
IRS Publishes Revenue Ruling On 1994 Group Annuity Reserving TableNU Online News Service, Aug. 21, 6:46 p.m. -- The Internal Revenue Service says life insurers can use the Commissioners' Standard 1994 Group Annuity ...
August 12, 2001
New Minimum Distribution Rules Create New OpportunitiesByThe changes in the minimum distribution rules create many new opportunities for planners and their clients to use retirement plan money to create wealth through ...
August 10, 2001
New York Department Adopts Health Risk Transfer RegulationNU Online News Service, Aug. 10, 4:56 p.m. -- The New York State Insurance Department has announced the final adoption of Regulation Number 164, ...
August 01, 2001
Judge Lets Chiropractors Proceed With SuitNU Online News Service, Aug. 1, 2:04 p.m. -- U.S. District Judge James Jones of the U.S. District Court in Abingdon, Va., is allowing ...
July 12, 2001
SEC Eying Effects Of Heightened Competitiveness In VA MarketSEC Eyeing Effects Of Heightened Competitiveness In VA MarketByWashington, D.C. The Securities and Exchange Commission has some concerns about variable annuities, not the least of ...