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Regulation and Compliance > Federal Regulation

DOL Regulation and Compliance

Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.

Webcasts

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The DOL Retirement Security Rule Promotes a Narrow Worldview
Fee Savings From DOL Fiduciary Rule Could Top $55B: Morningstar
How Fixed Annuities Beat Mutual Funds in a DOL Fiduciary Rule Asset Table
Final DOL Agent Fiduciary Exemption Covers More Comp Types
New DOL Fiduciary Rule Hit With First Lawsuit

Podcasts

Listen to free podcasts to get the info you need to solve business challenges!

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Former Merrill Advisor Sues Over Unvested Commissions
Fiduciary Rule Lawsuit? Bring It, DOL Chief Says
Stifel CEO Says Final DOL Rule Is 'Less Restrictive' Than He Feared
DOL Gets an 'F' on Addressing Fiduciary Rule Concerns
DOL Fiduciary Rule Add-On Could Boost Annuity Distributors' Clout